David serves as Chief Compliance Officer and OSJ for WealthPlan Partners, bringing extensive experience in compliance and supervision within the financial services industry. He is a seasoned leader with deep expertise in operations and supervision management, trade support, banking, customer relationship management (CRM), options, and securities.
David holds a Bachelor of Arts degree from the University of Wisconsin–Madison and is known for his commitment to maintaining the highest standards of regulatory excellence and operational integrity.
Outside of work, David enjoys watching his son compete on his high school hockey team, spending quality time with family and friends, and traveling.