Mark Lasswell serves as Chief Compliance Officer of WealthPlan Group, leading the firm’s compliance function. With over three decades of experience in financial services, Mark brings deep expertise in providing strategic compliance leadership.
Prior to WealthPlan, he served in CCO roles at large and small broker/dealers, investment advisers, and insurance companies.
Over his career, Mark has been active in FINRA committees (including serving as a FINRA hearing panel member) and industry compliance forum groups.
In addition to being an inactive CPA, Mark also holds Series 4, 7, 24, 27, 53, 63, and 65 registrations. He received his B.S. in Accounting from Saint John’s University (MN) and has a M.B.A. from the University of Saint Thomas (MN).